Elawyers Elawyers
Washington| Change

Provenzano v. Singletary, 97-2576 (1998)

Court: Court of Appeals for the Eleventh Circuit Number: 97-2576 Visitors: 20
Filed: Aug. 06, 1998
Latest Update: Feb. 21, 2020
Summary: [PUBLISH] IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT FILED U.S. COURT OF APPEALS _ ELEVENTH CIRCUIT 08/06/98 No. 97-2576 THOMAS K. KAHN CLERK _ D. C. Docket No. 93-523-CIV-ORL-18 THOMAS HARRISON PROVENZANO, Petitioner-Appellant, versus HARRY K. SINGLETARY, JR., Secretary, Florida Department of Corrections, Respondent-Appellee. _ Appeal from the United States District Court for the Middle District of Florida _ (August 6, 1998) Before EDMONDSON, COX and CARNES, Circuit Judges.
More
                                                                [PUBLISH]

            IN THE UNITED STATES COURT OF APPEALS

                    FOR THE ELEVENTH CIRCUIT                  FILED
                                                    U.S. COURT OF APPEALS
                       ________________________       ELEVENTH CIRCUIT
                                                           08/06/98
                               No. 97-2576             THOMAS K. KAHN
                                                            CLERK
                       ________________________
                  D. C. Docket No. 93-523-CIV-ORL-18


THOMAS HARRISON PROVENZANO,

                                                      Petitioner-Appellant,

                                   versus

HARRY K. SINGLETARY, JR.,
Secretary, Florida Department of
Corrections,

                                                     Respondent-Appellee.
                       ________________________

               Appeal from the United States District Court
                   for the Middle District of Florida
                    _________________________
                            (August 6, 1998)


Before EDMONDSON, COX and CARNES, Circuit Judges.



CARNES, Circuit Judge:
      Thomas H. Provenzano, a Florida death row inmate, appeals from the

district court’s denial of his 28 U.S.C. § 2254 petition for habeas relief from his

murder conviction and death sentence. The facts relevant to the crime and the

evidence at trial are set out in the Florida Supreme Court’s decision affirming

the conviction and sentence on direct appeal. See Provenzano v. State, 
497 So. 2d
1177, 1179-85 (Fla. 1986). On April 20, 1987, the Supreme Court denied

certiorari, 
481 U.S. 1024
, 
107 S. Ct. 1912
, thus ending the direct review process.

      Provenzano’s initial state collateral relief motion, filed under Florida Rule

of Criminal Procedure 3.850, was denied by the state trial court. The Florida

Supreme Court affirmed that denial while at the same time denying a state

habeas corpus petition, which in Florida is filed directly with the state supreme

court. See Provenzano v. Dugger, 
561 So. 2d 541
(Fla. 1990). In its opinion

denying relief on that occasion, the Florida Supreme Court ordered the state

attorney to disclose certain portions of his file to Provenzano, and it granted

Provenzano permission to file a second state collateral motion should any Brady

v. Maryland, 
373 U.S. 83
, 
83 S. Ct. 1194
(1963), claims arise from the disclosed

materials. 
See 561 So. 2d at 549
. Some did, but Provenzano’s second or


                                        2
supplemental state collateral motion raising them was denied by the state trial

court, and the Florida Supreme Court again affirmed the denial of relief. See

Provenzano v. State, 
616 So. 2d 428
(Fla. 1993).

       Having run out of state court remedial options, Provenzano filed a 28

U.S.C. § 2254 petition in the district court on June 30, 1993.1 That court, like

the state collateral courts, saw no need for an evidentiary hearing and concluded

that Provenzano was not entitled to any relief. The district court did issue a

detailed opinion thoroughly analyzing each of the many claims Provenzano

raised. See Provenzano v. Singletary, No. 93-523-CIV-ORL-18, 
1997 WL 909440
(M.D. Fla. March 3, 1997)(manuscript opinion). Because the district


       1
         Provenzano’s counsel in the district court, who were attorneys with the Office of
Capital Collateral Representative, filed a 335-page habeas petition which included much
legal argument and extensive quotations from the record and various documents. We have
previously warned that such a prolix filing, resembling a treatise more than a petition, is not
consistent with the requirements of Rule 2(c) of the Rules Governing Section 2254 Cases in
the United States District Court, and is subject to being struck. “Attorneys who cannot
discipline themselves to write concisely are not effective advocates, and they do a disservice
not only to the courts but also to their clients.” Spaziano v. Singletary, 
36 F.3d 1028
, 1031
n.2 (11th Cir. 1994), cert. denied, 
513 U.S. 1115
, 
115 S. Ct. 911
(1995); accord, Buenoano
v. Singletary, 
74 F.3d 1078
, 1081 n. 1 (11th Cir. 1996) (“The petition in this case reads as if
it were both petition and brief. ... This practice, which has become common, is not
contemplated either by the habeas rules or the civil rules and makes it difficult for courts to
identify discrete claims in a petition. We expressly disapprove the practice.”); Kennedy v.
Herring, 
54 F.3d 678
, 681 - 82 n.1 (11th Cir. 1995) . In fairness to Provenzano’s counsel in
this appeal, we note that she was not one of the attorneys who represented him so poorly by
filing such a lengthy petition in the district court.

                                              3
court’s treatment of many of the claims leaves us with little or nothing to add,

we will rely upon it to dispose of most of the claims Provenzano presses on

appeal.

                          CLAIMS PRESSED ON APPEAL

       The claims that Provenzano contends the district court should have

granted relief on, or at least should have conducted an evidentiary hearing about,

are listed below. In order to facilitate cross-reference to the district court’s

opinion, we have inserted a parenthetical reference to the number each claim has

in that opinion where that number is different from the one used for it in this

opinion.

              I.      The Change of Venue Claims
                            (I in the district court opinion)

              II.     Guilt Phase Ineffective Assistance of
                      Counsel     (I - V and IX(1) in the district
                      court opinion)2

       2
         In the district court, among the ineffective assistance issues Provenzano raised were
some relating to the separation of the jury between the guilt and sentence stages. He claimed
counsel was ineffective for failing to object to the separation instructions as inadequate and
for failing to request that the judge question the jurors in depth when they returned for the
penalty stage. However, he did not raise in the district court the claim that counsel were
ineffective for failing to object to the separation itself. That claim appears for the first time
in Provenzano’s briefs to this Court. Because he did not raise the claim below, we do not
consider it. See, e.g., Walker v. Jones, 
10 F.3d 1569
, 1572 (11th Cir. 1994); Allen v.
Alabama, 
728 F.2d 1384
, 1387 (11th Cir. 1984).

                                               4
              III.    Penalty Phase Ineffective Assistance of
                      Counsel (VII and IX in the district court
                      opinion)3

              IV.     Prosecutorial Misconduct
                         (XII in the district court opinion)

              V.      The Ake v. Oklahoma Claim
                          (VII in the district court opinion)

              VI.     The Adversarial Testing Claim
                         (VI in the district court opinion)

              VII. The Aggravating Circumstances Claim
                      (XVII in the district court opinion)

              VIII. Competency to Stand Trial
                       (VIII in the district court opinion)

              IX.     Ineffective Assistance of Appellate
                      Counsel (XVIII in the district court
                      opinion)

              X.      The Mitigating Circumstances Jury
                      Instruction Claim (XV in the district court
                      opinion)



       3
         Of the guilt stage ineffective assistance claims Provenzano asserted in the district
court, see Provenzano v. Singletary, manuscript op. at 9-27, 
1997 WL 909440
at *4-*15, he
has not argued in this Court the ones relating to: difficulty in securing counsel; waiver of
attorney-client privilege regarding the testimony of two State’s witnesses; and Provenzano
not testifying at the guilt stage. Accordingly, those contentions are waived. See, e.g., Marek
v. Singletary, 
62 F.3d 1295
, 1298 n.2 (11th Cir. 1995) (“Issues not clearly raised in the briefs
are considered abandoned.”); Love v. Deal, 
5 F.3d 1406
, 1407 n.1 (11th Cir. 1993).

                                               5
            XI.   The Mitigating Circumstances Findings
                  Claim (XIII in the district court opinion)

            XII. The Caldwell v. Mississippi Claim
                   (XIV in the district court opinion)

                                 DISCUSSION

      We affirm on the basis of the district court’s opinion, without further

comment, its denial of relief on the following claims as previously enumerated

(using our numbers for the claims, not the numbers used in the district court):

Claims II, IV, VI, VIII, IX, X, and XI.

      We supplement the district court’s discussion of the remaining claims as

follows:

                         The Change of Venue Claims

      Provenzano claims that the failure of the trial court to grant a change of

venue because of pretrial publicity violated his Fourth, Fifth, Sixth, Eighth, and

Fourteenth Amendment rights. However, it is undisputed that after the trial

judge stated he was inclined to grant a change of venue if one were properly

requested, defense counsel deliberately chose for strategic reasons not to request

that the venue be changed. Accordingly, as the Florida Supreme Court and the

district court concluded, the claim that the trial court should have granted a

                                        6
change of venue was procedurally defaulted. See, Provenzano v. State, 
497 So. 2d
at 1181; Provenzano v. Singletary, manuscript op. at 4-6, 
1997 WL 909440
at *2-*4.

       The only cause Provenzano put forward for the procedural default is his

related claim that trial counsel was ineffective for failing to move for a change

of venue. Both the Florida Supreme Court, 
see 561 So. 2d at 544-45
, and the

district court, see Provenzano v. Singletary, manuscript op. at 9-10, 
1997 WL 909440
at *4-*5, rejected that ineffective assistance claim. We agree with their

reasoning and conclusion that counsel’s failure to request a change of venue was

not outside the wide range of reasonable professional assistance, but we add to

their discussion.4




       4
         We note the district court’s statement that “it is unlikely that a change of venue would
have been granted since there [were] no undue difficulties in selecting an impartial jury,”
Provenzano v. Singletary, manuscript op. at 9, 
1997 WL 909440
at *5, is partially incorrect.
Regardless of whether there were undue difficulties in selecting a jury, the trial judge did
state that he was inclined to grant a change of venue if one was requested. Of course, it is
a different matter whether there is a reasonable probability of a different result had a change
of venue been sought and obtained. We seriously doubt that there is, but we see no reason
to decide that question, which is the prejudice prong of the ineffectiveness inquiry. See
Strickland v. Washington, 
466 U.S. 693
, 697, 
104 S. Ct. 2052
, 2069 (1984) (if a petitioner
fails to establish one prong of the ineffectiveness inquiry the court need not reach the other).


                                               7
      Inquiries into strategic or tactical decisions challenged as ineffective

assistance of counsel involve both a factual and a legal component. The

question of whether an attorney’s actions were actually the product of a tactical

or strategic decision is an issue of fact, and a state court’s decision concerning

that issue is presumptively correct. By contrast, the question of whether the

strategic or tactical decision is reasonable enough to fall within the wide range

of professional competence is an issue of law not one of fact, so we decide it de

novo. See Jackson v. Herring, 
42 F.3d 1350
, 1367 (11th Cir. 1995); Horton v.

Zant, 
941 F.2d 1444
, 1462 (11th Cir. 1991); Bundy v. Wainwright, 
808 F.2d 1410
, 1419 (11th Cir. 1987).

      As to the factual component, in this case the Florida Supreme Court found

that trial counsel made a deliberate tactical decision not to obtain a change of

venue. See Provenzano v. 
State, 561 So. 2d at 544-45
. More specifically, it

found the following facts concerning that decision:

            The venue issue came up early in the case when trial
            counsel stated on the record that he had been advised
            that any change of venue would involve a trial in St.
            Augustine and that he preferred the trial to be held in
            Orlando. He felt that a juror’s knowledge of the case
            would not necessarily be an impediment, since an
            insanity defense would be presented and he believed an

                                        8
             Orlando jury would be more receptive to such a defense
             than a more conservative one in St. Augustine.

Id., at 544.
It is true that those fact findings were not based upon sworn

testimony given at a hearing but were instead drawn from defense counsel’s

statements on the record when the issue came up at trial. That matters not,

because deference is owed to state appellate court findings based upon

statements in the trial record even when those statements were not made under

oath. See, e.g., Parker v. Dugger, 
498 U.S. 308
, 320, 
111 S. Ct. 731
, 739 (1991)

(deference must be given to state appellate court’s fact finding as to what the

trial judge’s ambiguous order meant); Wainwright v. Goode, 
464 U.S. 78
, 85,

104 S. Ct. 378
, 382 (1983) (same); King v. Strickland, 
714 F.2d 1481
, 1489,

1494 (11th Cir. 1983) (state appellate court’s finding from the trial record that

counsel was prepared to try all the charges on the trial date entitled to

presumption of correctness) vacated 
467 U.S. 1211
, 
104 S. Ct. 2651
(1984),

reinstated upon remand, 
748 F.2d 1462
(11th Cir. 1984).

      Provenzano does not contend that his trial counsel’s decision to forego a

change of venue was not a strategic or tactical one. He concedes as much,

saying that: “it is the reasonableness of the tactic or strategy that is the issue, not


                                          9
whether one exists.” Provenzano’s Reply Brief at 3. Provenzano contends the

district court erred in failing to grant him an evidentiary hearing on the

reasonableness of his counsel’s strategic decision not to request a change of

venue. He did not get an evidentiary hearing in state court either. In support of

his argument that an evidentiary hearing should have been held, Provenzano

points to an affidavit he proffered from Joseph W. DuRocher who had served

as Public Defender for Orange County since 1981.5 DuRocher’s affidavit, in its

entirety, states as follows:

                    1. My name is Joseph W. DuRocher. I have
              practiced law in Florida since 1967 and have had
              extensive experience with the criminal justice system
              since that time.

                   2. I was elected Public Defender of Orange
              County in 1980 and took office in 1981. Presently, I
              am serving my third term as Public Defender.

                    3. I was familiar with the considerable pretrial
              publicity in the case of State of Florida v. Thomas
              Provenzano in 1984. This was a very high profile case,


       5
        Mr. DuRocher did not represent Provenzano at trial or on appeal, because the entire
Orange County Public Defender’s Office recused itself. The basis of the recusal was
personal knowledge and association with the court officials whom Provenzano shot. Private
outside counsel from another county were appointed to represent Provenzano at trial, and a
different public defender’s office represented him on appeal. An outside prosecutor and judge
were also brought in for the trial.

                                             10
            and it received extensive attention from both the written
            and broadcast news media.

                   4. In my opinion, this case presented a textbook
            example of a case in which pretrial publicity had so
            pervaded the Orlando community that any first-year
            lawyer would have questioned venue. I was surprised
            to learn that no motion to change venue was pursued in
            this case, particularly when the defense was one of
            insanity.

                  5. Orlando is a very conservative community. In
            the more than two decades that I have been involved
            with the criminal justice system, I have never seen an
            insanity defense succeed in a capital case in Orlando.
            In fact, I believe no insanity defense in a capital case
            has prevailed in over a generation.

                  6. I am acquainted with Jack Edmund and Dan
            Brawley, the defense attorneys in the Provenzano case.
            Neither attorney contacted me for any opinion
            regarding the issues of venue or insanity.

There are several reasons why this affidavit does not entitle Provenzano to an

evidentiary hearing.

      First, the affidavit is conspicuous for what it does not say. For example,

although it describes Orlando as a very conservative community, it does not

negate the possibility that St. Augustine is even more conservative. While the

affidavit says that Mr. DuRocher has never seen an insanity defense succeed in


                                       11
a capital case in Orlando, it does not say that one has ever succeeded in St.

Augustine either. As to whether an insanity defense had prevailed in over a

generation, insanity was the only defense that Provenzano had after he shot three

people in front of a courthouse full of witnesses. The DuRocher affidavit

establishes at most that its author would have sought a change of venue, but

when scrutinized it does not actually say even that much. The affidavit says that

“any first-year lawyer would have questioned venue,” and that it’s author was

“surprised to learn that no motion to change venue was pursued in this case,” but

it does not say that he definitely would have insisted on a change of venue had

he been representing Provenzano at trial.

      Even if the affidavit had said that its author would have insisted on a

change of venue, it would establish only that two attorneys disagreed about trial

strategy, which is hardly surprising. After all, “[t]here are countless ways to

provide effective assistance in any given case,” and “[e]ven the best criminal

defense attorneys would not defend a particular client in the same way.”

Strickland v. Washington, 
466 U.S. 668
, 689, 
104 S. Ct. 2052
, 2065 (1984);

accord, e.g., Waters v. Thomas, 
46 F.3d 1506
, 1522 (11th Cir. 1995) (en banc)

(“Three different defense attorneys might have defended Waters three different

                                       12
ways, and all of them might have defended him differently from the way the

members of this Court would have, but it does not follow that any counsel who

takes an approach we would not have chosen is guilty of rendering ineffective

assistance.”).   In order to show that an attorney’s strategic choice was

unreasonable, a petitioner must establish that no competent counsel would have

made such a choice. See, e.g., White v. Singletary, 
972 F.2d 1218
, 1221 (11th

Cir. 1992) (defendant must establish “that the approach taken by defense

counsel would have been used by no professionally competent counsel”); Harich

v. Dugger, 
844 F.2d 1464
, 1470-71 (11th Cir. 1988) (same). Even if accepted

as gospel, the affidavit does not do that.

      There is another more fundamental reason why Provenzano is not entitled

to an evidentiary hearing on the reasonableness of his counsel’s decision to

forego a change of venue, regardless of any affidavit he may have proffered.

Our Jackson, Horton, and Bundy decisions establish that the reasonableness of

a strategic choice is a question of law to be decided by the court, not a matter

subject to factual inquiry and evidentiary proof. Accordingly, it would not

matter if a petitioner could assemble affidavits from a dozen attorneys swearing

that the strategy used at his trial was unreasonable. The question is not one to

                                        13
be decided by plebiscite, by affidavits, by deposition, or by live testimony. It

is a question of law to be decided by the state courts, by the district court, and

by this Court, each in its own turn.

      We have no doubt that the Florida courts and the district court were

correct in concluding that the strategic choice Provenzano’s trial attorney made

not to pursue a change of venue was well within the broad boundaries of

reasonableness staked out by decisional law in this area. We reached the same

decision in Weeks v. Jones, 
26 F.3d 1030
, 1046 n.13 (11th Cir. 1994), in which

the petitioner challenged his trial counsel’s decision not to have the case moved

from a county in which there had been considerable pretrial publicity, because

counsel thought that the petitioner still had the best chance for acquittal in that

county. We said, “this is the type of tactical decision that the Supreme Court has

recognized that a criminal defendant’s counsel may elect as a reasonable choice

considering all of the circumstances and has cautioned courts against

questioning.” 
Id. The Supreme
Court and this Court have said that strategic

choices are “virtually unchallengeable.” See, e.g., Washington v. 
Strickland, 466 U.S. at 690
, 104 S. Ct. at 2066; Waters v. Thomas, 
46 F.3d 1506
, 1522 (11th

Cir. 1995).

                                        14
      Our strong reluctance to second guess strategic decisions is even greater

where those decisions were made by experienced criminal defense counsel. See

Spaziano v. Singletary, 
36 F.3d 1028
, 1040 (11th Cir. 1994) (“[T]he more

experienced an attorney is, the more likely it is that his decision to rely on his

own experience and judgment in rejecting a defense without substantial

investigation was reasonable under the circumstances.”) (quoting Gates v. Zant,

863 F.2d 1492
, 1498 (11th Cir. 1989)). At the time of Provenzano’s trial, one of

his two counsel had tried eighty-seven criminal cases and had been lead counsel

in nine capital cases. The other attorney had tried even more criminal cases in

general and capital cases in particular, had been practicing twenty years, and had

earned the reputation in the Bar and community as a leading criminal defense

attorney. Clearly, these two experienced criminal defense attorneys knew what

they were doing; their decisions were informed by years of experience with

juries in capital and non-capital cases.      We will not second guess their

considered decision about whether Provenzano stood a better chance, however

slim it may have been, with a jury in Orlando than with a jury in St. Augustine.

As we said in 
Spaziano, 36 F.3d at 1039
, cases in which habeas petitioners can

properly prevail on the ground of ineffective assistance of counsel are few and

                                       15
far between, and cases in which deliberate strategic decisions have been found

to constitute ineffective assistance are even fewer and farther between. This is

not one of those rare cases.




                       Effective Assistance of Counsel
                             at the Penalty Phase

      The Florida Supreme Court analyzed and rejected Provenzano’s penalty

stage ineffective assistance claim, see Provenzano v. 
State, 561 So. 2d at 545
-

46, as did the district court, see Provenzano v. Singletary, No. 93-523-CIV-

ORL-18, manuscript op. at 31-34, 59-63, 
1997 WL 909440
at *18-*19, *32-*35

(M.D. Fla. March 3, 1997). The relevant facts are set out well in those opinions.

We add to their discussions the observation that our decision in Waters v.

Thomas, 
46 F.3d 1506
(11th Cir. 1995) (en banc), is closely on point.

      In Waters, as in this case, counsel presented mental state expert witnesses

at the guilt stage in support of a not guilty by reason of insanity plea; much of

the testimony of those witnesses at the guilt stage was relevant to mitigating

circumstances; and counsel chose not to recall them and attempt to elicit


                                       16
additional mitigating circumstance evidence from them at the sentence hearing.

See 
id. at 1512-13.
Rejecting the contention that effective assistance required

counsel to recall expert witnesses at the penalty stage in such circumstances, we

noted in Waters that which witnesses to call “is the epitome of a strategic

decision, and it is one that we will seldom, if ever, second guess,” and we held

that a reasonable lawyer could decide to leave well enough alone and not subject

to another round of cross-examination witnesses from whom he had already

obtained during the guilt stage substantial evidence of serious mental problems.

See 
id. at 1512.
Exactly the same is true here.

      In this case, Provenzano has brought forth a report from another mental

state expert indicating that additional mitigating circumstance evidence could

have been put before the jury. See 
id. We noted
in Waters that it is “a common

practice” to file affidavits from witnesses who say they could have provided

additional mitigating circumstance evidence, but “the existence of such

affidavits, artfully drafted though they be, usually proves little of significance.”

See 
id. at 1513.
We reiterated in that decision what we had said more than once

before: “The mere fact that other witnesses might have been available or that

other testimony might have been elicited from those who testified is not a

                                        17
sufficient ground to prove ineffectiveness of counsel.” 
Id. at 1514,
quoting

Atkins v. Singletary, 
965 F.2d 952
, 960 (11th Cir. 1992); Foster v. Dugger, 
823 F.2d 402
, 406 (11th Cir. 1987).

      In this case, Provenzano’s experienced criminal defense attorneys retained

investigators, interviewed myriad witnesses including family members,

examined medical records, and assembled background information about their

client. They forwarded that information to the mental state experts they

obtained. See Provenzano v. Singletary, manuscript op. at 33, 
1997 WL 909440
at *19. At trial, they presented two mental state experts, who were well versed

in Provenzano’s background and behavior, and who testified to his serious

mental problems, giving their opinion that he was insane at the time of the

crime. See 
id., manuscript op.
at 32-33, 59-61, 
1997 WL 909440
at *19, *32-

34. Counsel used that expert testimony skillfully in arguments to the jury at the

penalty stage. See 
id., manuscript op.
at 59-60, 
1997 WL 909440
at *32-*34.

      Provenzano’s counsel also used his sister as a guilt stage witness on the

insanity issue. She testified in depth about her brother’s life and problems. At

the penalty stage, counsel called a detective who testified about Provenzano’s

paranoid behavior, and also about Provenzano having told officers about

                                       18
explosives in his apartment because he did not want them to get hurt. They also

called Provenzano himself as a witness in his own behalf at penalty stage, and

it appears from the record that he testified for about two hours. See Waters v.

Zant, 46 F.3d at 1519
(recognizing that skilled defense counsel sometimes put

a capital defendant on the stand to “humanize” him, because “it may be more

difficult for a jury to condemn to death a man who has sat on the stand a few

feet from them, looked them in the eyes, and talked to them.”). Provenzano

received effective assistance of counsel at the penalty stage.

                         The Ake v. Oklahoma Claim

      To the district court’s discussion of the Ake v. Oklahoma, 
470 U.S. 68
,

105 S. Ct. 1087
(1985), claim, we add that this Circuit’s leading decision on

Ake, which is Clisby v. Jones, 
960 F.2d 925
(11th Cir. 1992) (en banc),

forecloses Provenzano’s claim that the mental health assistance he received

violated the Ake rule. Clisby holds that Ake is a due process doctrine, 
see 960 F.2d at 928-29
, which requires the petitioner in all but the most unusual

circumstances to show that he requested from the trial court something in the

way of mental health expert assistance that the trial court refused to give him.

See 
id. at 934
(“Petitioner’s claim of a due process violation collapses as soon

                                       19
as one seeks to identify the trial court’s ruling that purportedly rendered

petitioner’s trial fundamentally unfair.”) Provenzano was given all that he

requested from the trial court in the way of expert witnesses on the mental health

issues.

      We did speculate in Clisby that under certain limited circumstances due

process might require the trial court to intervene to ensure that a defendant

receives the assistance of a competent mental health expert, but we held that

there was no indication the examination of the psychiatrist in that case was

anything less than adequate. See 
id. at 934
n.12. The mental health experts who

examined Provenzano and testified on his behalf at trial were fully competent.

Moreover, the assistance they rendered Provenzano, see Provenzano v.

Singletary, manuscript op. at 22-23, 32-33, 59-61, 
1997 WL 909440
at *12, *19,

*32-*34, far exceeded what Clisby held was adequate in that case, 
see 960 F.2d at 930-33
. There was no Ake violation.

                    The Aggravating Circumstances Claim

      To the district court’s discussion of Provenzano’s aggravating

circumstances claim, see Provenzano v. Singletary, manuscript op. at 70-73,

1997 WL 909440
at *39-*40, we add this brief note: Insofar as Provenzano

                                       20
contends that his advisory jury received insufficient narrowing instructions, that

claim is foreclosed by the Teague v. Lane, 489 U.S. 288,109 S. Ct.1060 (1989),

nonretroactivity doctrine. See Lambrix v. Singletary, 
117 S. Ct. 1517
(1997);

Davis v. Singletary, 
119 F.3d 1471
, 1477-78 (11th Cir. 1997).

                      The Caldwell v. Mississippi Claim

      The district court held that Provenzano’s Caldwell v. Mississippi, 
472 U.S. 320
, 
105 S. Ct. 2633
(1985), claim is not procedurally barred but is devoid of

merit. See Provenzano v. Singletary, manuscript op. at 39-48, 
1997 WL 909440
at *23-*27. The State contends that the claim is procedurally barred, and that

may be so. However, we need not resolve the procedural bar issue, because we

agree with the district court that Provenzano’s Caldwell claim is meritless. See

Smith v. Dugger, 
840 F.2d 787
, 791 (11th Cir. 1988).

      Since the district court released its opinion, we have issued our decision

in Davis v. Singletary, 
119 F.3d 1471
(11th Cir. 1997). In Davis, at 1481-82, we

held that our decisions in Mann v. Dugger, 
844 F.2d 1446
(11th Cir. 1988), and

Harich v. Dugger, 
844 F.2d 1464
(11th Cir. 1988) (en banc), had to be read in

light of the Supreme Court’s subsequent decisions in Romano v. Oklahoma, 
512 U.S. 1
, 
114 S. Ct. 2004
(1994), and Dugger v. Adams, 
489 U.S. 401
, 
109 S. Ct. 21
1211 (1989). Doing that, we concluded that there can be no Caldwell violation

unless the jury is affirmatively misled regarding its role in the sentencing

process. 
See 119 F.3d at 1482
. Moreover, we held in Davis that in deciding a

Caldwell claim questionable remarks and comments must be considered in the

context of the entire trial. See 
id. Having done
so in this case, we conclude that

the district court was correct when it decided that there was no Caldwell

violation.

                                CONCLUSION

      The district court’s denial of habeas relief is AFFIRMED.




                                       22

Source:  CourtListener

Can't find what you're looking for?

Post a free question on our public forum.
Ask a Question
Search for lawyers by practice areas.
Find a Lawyer